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BAFFIN ADVISORS LLC

dba BAFFIN ADVISORS LLC · CRD 151202 · Registered Investment Adviser

BAFFIN ADVISORS LLC is a Registered Investment Adviser. The firm reports $103,904,710 in regulatory assets under management across 26 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$83,940,348
Non-discretionary$19,964,362
Total RAUM$103,904,710
Accounts26

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 151202. adviserinfo.sec.gov/firm/summary/151202.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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