Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

VERGEPOINTE WEALTH MANAGEMENT, LLC

dba VERGEPOINTE WEALTH MANAGEMENT, LLC · CRD 151425 · Registered Investment Adviser

Custody via related person

VERGEPOINTE WEALTH MANAGEMENT, LLC is a Registered Investment Adviser headquartered in LAKE OSWEGO, OR. The firm reports $283,324,092 in regulatory assets under management across 215 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$281,227,357
Non-discretionary$2,096,735
Total RAUM$283,324,092
Accounts215

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 151425. adviserinfo.sec.gov/firm/summary/151425.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.