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FINANCIAL ADVISORS NETWORK, INC.

dba FINANCIAL ADVISORS NETWORK, INC. · CRD 152083 · Registered Investment Adviser

FINANCIAL ADVISORS NETWORK, INC. is a Registered Investment Adviser headquartered in TUSTIN, CA. The firm reports $1,106,044,439 in regulatory assets under management across 3,992 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$1,045,058,761
Non-discretionary$60,985,678
Total RAUM$1,106,044,439
Accounts3,992

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 152083. adviserinfo.sec.gov/firm/summary/152083.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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