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STRATOS WEALTH PARTNERS, LTD

dba STRATOS WEALTH PARTNERS, LTD · CRD 153184 · Registered Investment Adviser

STRATOS WEALTH PARTNERS, LTD is a Registered Investment Adviser headquartered in BEACHWOOD, OH. The firm reports $18,646,381,698 in regulatory assets under management across 47,696 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$17,847,976,323
Non-discretionary$798,405,375
Total RAUM$18,646,381,698
Accounts47,696

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 153184. adviserinfo.sec.gov/firm/summary/153184.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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