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OCTOBER WEALTH ADVISORS, INC

dba OCTOBER WEALTH ADVISORS, INC · CRD 153993 · Registered Investment Adviser

OCTOBER WEALTH ADVISORS, INC is a Registered Investment Adviser headquartered in FORT SMITH, AR. The firm reports $141,641,267 in regulatory assets under management across 349 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$130,783,741
Non-discretionary$10,857,526
Total RAUM$141,641,267
Accounts349

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 153993. adviserinfo.sec.gov/firm/summary/153993.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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