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OLD PEAK FINANCE LLC

dba OLD PEAK FINANCE · CRD 154804 · Registered Investment Adviser

OLD PEAK FINANCE LLC is a Registered Investment Adviser headquartered in CHAPEL HILL, NC. The firm reports $714,051,916 in regulatory assets under management across 674 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$480,514,795
Non-discretionary$233,537,121
Total RAUM$714,051,916
Accounts674

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 154804. adviserinfo.sec.gov/firm/summary/154804.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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