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TETRAGON FINANCIAL MANAGEMENT LP

dba TETRAGON FINANCIAL MANAGEMENT LP · CRD 156041 · Registered Investment Adviser

Custody via related personManages private funds

TETRAGON FINANCIAL MANAGEMENT LP is a Registered Investment Adviser headquartered in NEW YORK, NY. The firm reports $4,256,460,791 in regulatory assets under management across 1 accounts, and manages 1 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$4,256,460,791
Non-discretionary$0
Total RAUM$4,256,460,791
Accounts1

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 156041. adviserinfo.sec.gov/firm/summary/156041.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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