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PETTINGA FINANCIAL ADVISORS, LLC

dba PETTINGA FINANCIAL ADVISORS, LLC · CRD 156369 · Registered Investment Adviser

PETTINGA FINANCIAL ADVISORS, LLC is a Registered Investment Adviser headquartered in EVANSVILLE, IN. The firm reports $1,275,804,828 in regulatory assets under management across 2,267 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$1,251,269,262
Non-discretionary$24,535,566
Total RAUM$1,275,804,828
Accounts2,267

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 156369. adviserinfo.sec.gov/firm/summary/156369.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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