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ROCKWOOD CAPITAL, LLC

dba ROCKWOOD CAPITAL, LLC · CRD 156663 · Registered Investment Adviser

Custody via related personManages private funds

ROCKWOOD CAPITAL, LLC is a Registered Investment Adviser headquartered in NEW YORK, NY. The firm reports $10,608,321,132 in regulatory assets under management across 36 accounts, and manages 35 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$6,478,157,538
Non-discretionary$4,130,163,594
Total RAUM$10,608,321,132
Accounts36

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 156663. adviserinfo.sec.gov/firm/summary/156663.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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