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FFL PARTNERS, LLC

dba FFL · CRD 156980 · Registered Investment Adviser

Regulatory disclosureCustody via related personManages private funds

FFL PARTNERS, LLC is a Registered Investment Adviser headquartered in SAN FRANCISCO, CA. The firm reports $4,106,270,493 in regulatory assets under management across 30 accounts, and manages 30 private fund(s). It reports 3 Form ADV Item 11 disciplinary disclosure(s) (Regulatory).

Regulatory assets under management

Discretionary$4,106,270,493
Non-discretionary$0
Total RAUM$4,106,270,493
Accounts30

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 3 Item 11 disclosure question(s):

CategoryReported
Criminal (11A / 11B)—
Regulatory (11C–11F)Yes
Civil / Other (11G / 11H)—

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 156980. adviserinfo.sec.gov/firm/summary/156980.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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