Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

SUMMIT GLOBAL INVESTMENTS, LLC

dba SUMMIT GLOBAL INVESTMENTS, LLC · CRD 157091 · Registered Investment Adviser

Custody via related personManages private funds

SUMMIT GLOBAL INVESTMENTS, LLC is a Registered Investment Adviser headquartered in BOUNTIFUL, UT. The firm reports $2,291,949,405 in regulatory assets under management across 10,822 accounts, and manages 1 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$2,291,949,405
Non-discretionary$0
Total RAUM$2,291,949,405
Accounts10,822

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 157091. adviserinfo.sec.gov/firm/summary/157091.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.