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SPECTRUM GROUP MANAGEMENT LLC

dba SPECTRUM GROUP MANAGEMENT · CRD 157363 · Exempt Reporting Adviser

Manages private funds

SPECTRUM GROUP MANAGEMENT LLC is a Exempt Reporting Adviser headquartered in HUNTINGTON, NY. As an Exempt Reporting Adviser, the firm does not report regulatory assets under management on this form, and manages 11 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary—
Non-discretionary—
Total RAUM—
Accounts—

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 157363. adviserinfo.sec.gov/firm/summary/157363.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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