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GIRAFFES, INC.

dba FINANCIAL CONCEPTS · CRD 157616 · Registered Investment Adviser

GIRAFFES, INC. is a Registered Investment Adviser headquartered in COLUMBUS, MS. The firm reports $1,088,251,596 in regulatory assets under management across 5,235 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$1,088,251,596
Non-discretionary$0
Total RAUM$1,088,251,596
Accounts5,235

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 157616. adviserinfo.sec.gov/firm/summary/157616.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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