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PRENTICE WEALTH MANAGEMENT LLC

dba PRENTICE WEALTH MANAGEMENT LLC · CRD 160052 · Registered Investment Adviser

PRENTICE WEALTH MANAGEMENT LLC is a Registered Investment Adviser headquartered in ROCHESTER, NY. The firm reports $567,504,623 in regulatory assets under management across 1,034 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$550,277,246
Non-discretionary$17,227,377
Total RAUM$567,504,623
Accounts1,034

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 160052. adviserinfo.sec.gov/firm/summary/160052.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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