Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

DFJ GROWTH MANAGEMENT, LLC

dba DFJ GROWTH · CRD 162463 · Exempt Reporting Adviser

Manages private funds

DFJ GROWTH MANAGEMENT, LLC is a Exempt Reporting Adviser headquartered in SAN MATEO, CA. As an Exempt Reporting Adviser, the firm does not report regulatory assets under management on this form, and manages 21 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary—
Non-discretionary—
Total RAUM—
Accounts—

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 162463. adviserinfo.sec.gov/firm/summary/162463.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.