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NORTHERN CAPITAL RETIREMENT SERVICES, INC.

dba NORTHERN CAPITAL RETIREMENT SERVICES, INC. · CRD 163327 · Registered Investment Adviser

NORTHERN CAPITAL RETIREMENT SERVICES, INC. is a Registered Investment Adviser headquartered in SPOKANE, WA. The firm reports $304,247,577 in regulatory assets under management across 21 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$304,247,577
Non-discretionary$0
Total RAUM$304,247,577
Accounts21

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 163327. adviserinfo.sec.gov/firm/summary/163327.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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