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OMEGA FINANCIAL GROUP, LLC

dba OMEGA FINANCIAL GROUP, LLC · CRD 164147 · Registered Investment Adviser

Custody via related person

OMEGA FINANCIAL GROUP, LLC is a Registered Investment Adviser headquartered in SANTA BARBARA, CA. The firm reports $552,413,654 in regulatory assets under management across 974 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$549,914,757
Non-discretionary$2,498,897
Total RAUM$552,413,654
Accounts974

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 164147. adviserinfo.sec.gov/firm/summary/164147.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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