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ELMWOOD WEALTH MANAGEMENT, INC.

dba ELMWOOD WEALTH MANAGEMENT · CRD 165639 · Registered Investment Adviser

ELMWOOD WEALTH MANAGEMENT, INC. is a Registered Investment Adviser headquartered in BERKELEY, CA. The firm reports $477,926,836 in regulatory assets under management across 676 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$465,222,009
Non-discretionary$12,704,827
Total RAUM$477,926,836
Accounts676

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 165639. adviserinfo.sec.gov/firm/summary/165639.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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