Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

SERAPH CAPITAL ASSOCIATES, LLC

dba SERAPH CAPITAL ASSOCIATES, LLC · CRD 165754 · Registered Investment Adviser

Custody via related personManages private funds

SERAPH CAPITAL ASSOCIATES, LLC is a Registered Investment Adviser headquartered in BARTLESVILLE, OK. The firm reports $90,287,578 in regulatory assets under management across 445 accounts, and manages 4 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$90,287,578
Non-discretionary$0
Total RAUM$90,287,578
Accounts445

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 165754. adviserinfo.sec.gov/firm/summary/165754.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.