Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

CASCADE FINANCIAL STRATEGIES, LLC

dba CASCADE FINANCIAL STRATEGIES · CRD 166610 · Registered Investment Adviser

CASCADE FINANCIAL STRATEGIES, LLC is a Registered Investment Adviser headquartered in BEND, OR. The firm reports $150,876,230 in regulatory assets under management across 605 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$150,271,230
Non-discretionary$605,000
Total RAUM$150,876,230
Accounts605

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 166610. adviserinfo.sec.gov/firm/summary/166610.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.