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FI3 FINANCIAL ADVISORS, LLC

dba FI3 FINANCIAL ADVISORS, LLC · CRD 168005 · Registered Investment Adviser

Manages private funds

FI3 FINANCIAL ADVISORS, LLC is a Registered Investment Adviser headquartered in INDIANAPOLIS, IN. The firm reports $1,138,900,750 in regulatory assets under management across 1,643 accounts, and manages 3 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$975,327,898
Non-discretionary$163,572,852
Total RAUM$1,138,900,750
Accounts1,643

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 168005. adviserinfo.sec.gov/firm/summary/168005.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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