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FLAHARTY ASSET MANAGEMENT, LLC

dba FLAHARTY ASSET MANAGEMENT, LLC · CRD 168495 · Registered Investment Adviser

FLAHARTY ASSET MANAGEMENT, LLC is a Registered Investment Adviser headquartered in CLEARWATER, FL. The firm reports $901,606,202 in regulatory assets under management across 1,964 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$899,372,003
Non-discretionary$2,234,199
Total RAUM$901,606,202
Accounts1,964

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 168495. adviserinfo.sec.gov/firm/summary/168495.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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