Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

SUMMIT INVESTMENT ADVISORY SERVICES, LLC

dba SUMMIT INVESTMENT ADVISORY SERVICES · CRD 168594 · Registered Investment Adviser

SUMMIT INVESTMENT ADVISORY SERVICES, LLC is a Registered Investment Adviser headquartered in ROSEVILLE, MN. The firm reports $745,821,237 in regulatory assets under management across 2,466 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$740,063,836
Non-discretionary$5,757,401
Total RAUM$745,821,237
Accounts2,466

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 168594. adviserinfo.sec.gov/firm/summary/168594.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.