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STOLZER ROTHSCHILD LEVY LLC

dba STOLZER ROTHSCHILD LEVY LLC · CRD 169817 · Registered Investment Adviser

STOLZER ROTHSCHILD LEVY LLC is a Registered Investment Adviser headquartered in BASKING RIDGE, NJ. The firm reports $165,969,000 in regulatory assets under management across 245 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$126,629,651
Non-discretionary$39,339,349
Total RAUM$165,969,000
Accounts245

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 169817. adviserinfo.sec.gov/firm/summary/169817.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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