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FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

dba FIRST WILSHIRE SECURITIES MANAGEMENT, INC. · CRD 171971 · Registered Investment Adviser

Custody via related personManages private funds

FIRST WILSHIRE SECURITIES MANAGEMENT, INC. is a Registered Investment Adviser headquartered in PASADENA, CA. The firm reports $415,474,414 in regulatory assets under management across 286 accounts, and manages 2 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$415,474,414
Non-discretionary$0
Total RAUM$415,474,414
Accounts286

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 171971. adviserinfo.sec.gov/firm/summary/171971.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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