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THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC

dba THE PATRIOT FINANCIAL GROUP, LLC · CRD 172470 · Registered Investment Adviser

THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC is a Registered Investment Adviser headquartered in WALPOLE, MA. The firm reports $2,639,463,916 in regulatory assets under management across 5,615 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$2,639,440,550
Non-discretionary$23,366
Total RAUM$2,639,463,916
Accounts5,615

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 172470. adviserinfo.sec.gov/firm/summary/172470.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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