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PROFESSIONAL FINANCIAL ADVISORS, LLC

dba PROFESSIONAL FINANCIAL ADVISORS, LLC · CRD 173719 · Registered Investment Adviser

PROFESSIONAL FINANCIAL ADVISORS, LLC is a Registered Investment Adviser headquartered in NORTH PLATTE, NE. The firm reports $769,807,736 in regulatory assets under management across 3,345 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$665,125,164
Non-discretionary$104,682,572
Total RAUM$769,807,736
Accounts3,345

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 173719. adviserinfo.sec.gov/firm/summary/173719.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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