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RFG HOLDINGS INC.

dba RFG WEALTH ADVISORY · CRD 173862 · Registered Investment Adviser

RFG HOLDINGS INC. is a Registered Investment Adviser headquartered in ARGYLE, TX. The firm reports $476,667,101 in regulatory assets under management across 1,345 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$476,667,101
Non-discretionary$0
Total RAUM$476,667,101
Accounts1,345

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 173862. adviserinfo.sec.gov/firm/summary/173862.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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