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BALANCED WEALTH MANAGEMENT, LLC.

dba BALANCED WEALTH MANAGEMENT, LLC. · CRD 174699 · Registered Investment Adviser

BALANCED WEALTH MANAGEMENT, LLC. is a Registered Investment Adviser headquartered in EAST GREENWICH, RI. The firm reports $101,959,984 in regulatory assets under management across 503 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$101,959,984
Non-discretionary$0
Total RAUM$101,959,984
Accounts503

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 174699. adviserinfo.sec.gov/firm/summary/174699.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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