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J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.

dba JPMORGAN ALTERNATIVE ASSET MANAGEMENT · CRD 20989 · Registered Investment Adviser

Criminal disclosureRegulatory disclosureCustody via related personManages private funds

J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. is a Registered Investment Adviser headquartered in NEW YORK, NY. The firm reports $29,731,327,961 in regulatory assets under management across 375 accounts, and manages 15 private fund(s). It reports 8 Form ADV Item 11 disciplinary disclosure(s) (Criminal, Regulatory).

Regulatory assets under management

Discretionary$18,235,504,961
Non-discretionary$11,495,823,000
Total RAUM$29,731,327,961
Accounts375

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 8 Item 11 disclosure question(s):

CategoryReported
Criminal (11A / 11B)Yes
Regulatory (11C–11F)Yes
Civil / Other (11G / 11H)—

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 20989. adviserinfo.sec.gov/firm/summary/20989.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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