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MADISON AVENUE SECURITIES, LLC

dba MADISON AVENUE SECURITIES, LLC · CRD 23224 · Registered Investment Adviser

Criminal disclosureRegulatory disclosure

MADISON AVENUE SECURITIES, LLC is a Registered Investment Adviser headquartered in SAN DIEGO, CA. The firm reports $2,019,427,633 in regulatory assets under management across 14,099 accounts. It reports 9 Form ADV Item 11 disciplinary disclosure(s) (Criminal, Regulatory).

Regulatory assets under management

Discretionary$1,588,895,409
Non-discretionary$430,532,224
Total RAUM$2,019,427,633
Accounts14,099

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 9 Item 11 disclosure question(s):

CategoryReported
Criminal (11A / 11B)Yes
Regulatory (11C–11F)Yes
Civil / Other (11G / 11H)—

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 23224. adviserinfo.sec.gov/firm/summary/23224.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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