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LAKE ROAD ADVISORS, LLC

dba LAKE ROAD ADVISORS, LLC · CRD 281657 · Registered Investment Adviser

LAKE ROAD ADVISORS, LLC is a Registered Investment Adviser headquartered in CORNING, NY. The firm reports $98,754,467 in regulatory assets under management across 137 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$91,917,197
Non-discretionary$6,837,270
Total RAUM$98,754,467
Accounts137

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 281657. adviserinfo.sec.gov/firm/summary/281657.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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