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FIRST COMMAND ADVISORY SERVICES

dba FIRST COMMAND ADVISORY SERVICES · CRD 281958 · Registered Investment Adviser

Criminal disclosureRegulatory disclosureCustody via related person

FIRST COMMAND ADVISORY SERVICES is a Registered Investment Adviser headquartered in FORT WORTH, TX. The firm reports $24,429,418,155 in regulatory assets under management across 113,591 accounts. It reports 6 Form ADV Item 11 disciplinary disclosure(s) (Criminal, Regulatory).

Regulatory assets under management

Discretionary$24,429,418,155
Non-discretionary$0
Total RAUM$24,429,418,155
Accounts113,591

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 6 Item 11 disclosure question(s):

CategoryReported
Criminal (11A / 11B)Yes
Regulatory (11C–11F)Yes
Civil / Other (11G / 11H)—

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 281958. adviserinfo.sec.gov/firm/summary/281958.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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