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CERTIOR FINANCIAL GROUP, LLC

dba CERTIOR FINANCIAL GROUP, LLC · CRD 285502 · Registered Investment Adviser

CERTIOR FINANCIAL GROUP, LLC is a Registered Investment Adviser headquartered in KING OF PRUSSIA, PA. The firm reports $452,278,597 in regulatory assets under management across 1,698 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$409,169,193
Non-discretionary$43,109,404
Total RAUM$452,278,597
Accounts1,698

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 285502. adviserinfo.sec.gov/firm/summary/285502.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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