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NORTH BAY WEALTH MANAGEMENT

dba NORTH BAY WEALTH MANAGEMENT · CRD 285523 · Registered Investment Adviser

NORTH BAY WEALTH MANAGEMENT is a Registered Investment Adviser headquartered in PETALUMA, CA. The firm reports $107,342,382 in regulatory assets under management across 340 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$100,323,022
Non-discretionary$7,019,360
Total RAUM$107,342,382
Accounts340

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 285523. adviserinfo.sec.gov/firm/summary/285523.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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