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WATERTON INVESTMENT ADVISER, L.L.C.

dba WATERTON INVESTMENT ADVISER, L.L.C. · CRD 285602 · Registered Investment Adviser

Custody via related personManages private funds

WATERTON INVESTMENT ADVISER, L.L.C. is a Registered Investment Adviser headquartered in CHICAGO, IL. The firm reports $4,331,533,757 in regulatory assets under management across 17 accounts, and manages 12 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$4,331,533,757
Non-discretionary$0
Total RAUM$4,331,533,757
Accounts17

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 285602. adviserinfo.sec.gov/firm/summary/285602.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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