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OCTAGON ASSET MANAGEMENT, LLC

dba OCTAGON ASSET MANAGEMENT, LLC · CRD 286248 · Registered Investment Adviser

Manages private funds

OCTAGON ASSET MANAGEMENT, LLC is a Registered Investment Adviser headquartered in CHARLOTTE, NC. The firm reports $221,219,912 in regulatory assets under management across 5 accounts, and manages 1 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$3,683,045
Non-discretionary$217,536,867
Total RAUM$221,219,912
Accounts5

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 286248. adviserinfo.sec.gov/firm/summary/286248.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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