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O'KEEFE STEVENS ADVISORY, INC.

dba O'KEEFE STEVENS ADVISORY, INC. · CRD 286338 · Registered Investment Adviser

O'KEEFE STEVENS ADVISORY, INC. is a Registered Investment Adviser. The firm reports $585,621,482 in regulatory assets under management across 943 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$585,621,482
Non-discretionary$0
Total RAUM$585,621,482
Accounts943

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 286338. adviserinfo.sec.gov/firm/summary/286338.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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