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ADAPTIVE FINANCIAL CONSULTING, LLC

dba ADAPTIVE FINANCIAL CONSULTING, LLC · CRD 288185 · Registered Investment Adviser

Custody via related person

ADAPTIVE FINANCIAL CONSULTING, LLC is a Registered Investment Adviser headquartered in BEACHWOOD, OH. The firm reports $547,099,663 in regulatory assets under management across 572 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$516,760,645
Non-discretionary$30,339,018
Total RAUM$547,099,663
Accounts572

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 288185. adviserinfo.sec.gov/firm/summary/288185.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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