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COMPASS ADVISORY GROUP LLC

dba COMPASS ADVISORS · CRD 288256 · Registered Investment Adviser

COMPASS ADVISORY GROUP LLC is a Registered Investment Adviser headquartered in MELVILLE, NY. The firm reports $767,495,362 in regulatory assets under management across 1,152 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$506,290,069
Non-discretionary$261,205,293
Total RAUM$767,495,362
Accounts1,152

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 288256. adviserinfo.sec.gov/firm/summary/288256.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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