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PRIME CAPITAL INVESTMENT ADVISORS, LLC

dba PRIME CAPITAL FINANCIAL · CRD 288712 · Registered Investment Adviser

PRIME CAPITAL INVESTMENT ADVISORS, LLC is a Registered Investment Adviser headquartered in OVERLAND PARK, KS. The firm reports $39,139,607,871 in regulatory assets under management across 55,376 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$19,555,132,692
Non-discretionary$19,584,475,179
Total RAUM$39,139,607,871
Accounts55,376

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 288712. adviserinfo.sec.gov/firm/summary/288712.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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