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PRATO CAPITAL MANAGEMENT, INC.

dba PRATO CAPITAL MANAGEMENT · CRD 289917 · Registered Investment Adviser

PRATO CAPITAL MANAGEMENT, INC. is a Registered Investment Adviser headquartered in WHITE PLAINS, NY. The firm reports $224,563,710 in regulatory assets under management across 706 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$224,563,710
Non-discretionary$0
Total RAUM$224,563,710
Accounts706

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 289917. adviserinfo.sec.gov/firm/summary/289917.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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