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PLANVEST FINANCIAL, INC.

dba PLANVEST FINANCIAL, INC. · CRD 290306 · Registered Investment Adviser

PLANVEST FINANCIAL, INC. is a Registered Investment Adviser headquartered in GAITHERSBURG, MD. The firm reports $175,860,431 in regulatory assets under management across 553 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$175,860,431
Non-discretionary$0
Total RAUM$175,860,431
Accounts553

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 290306. adviserinfo.sec.gov/firm/summary/290306.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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