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SOUND FINANCIAL, LLC

dba SOUND FINANCIAL, LLC · CRD 292271 · Registered Investment Adviser

SOUND FINANCIAL, LLC is a Registered Investment Adviser. The firm reports $210,821,790 in regulatory assets under management across 786 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$178,918,611
Non-discretionary$31,903,179
Total RAUM$210,821,790
Accounts786

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 292271. adviserinfo.sec.gov/firm/summary/292271.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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