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FINIVI INC.

dba FINIVI INC. · CRD 292329 · Registered Investment Adviser

FINIVI INC. is a Registered Investment Adviser headquartered in WESTBOROUGH, MA. The firm reports $308,429,675 in regulatory assets under management across 1,293 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$285,441,911
Non-discretionary$22,987,764
Total RAUM$308,429,675
Accounts1,293

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 292329. adviserinfo.sec.gov/firm/summary/292329.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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