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J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD

dba J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD · CRD 292433 · Registered Investment Adviser

J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD is a Registered Investment Adviser. The firm reports $931,943,670 in regulatory assets under management across 225 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$523,957,918
Non-discretionary$407,985,752
Total RAUM$931,943,670
Accounts225

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 292433. adviserinfo.sec.gov/firm/summary/292433.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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