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CAPROCK PARTNERS MANAGEMENT, INC.

dba CAPROCK PARTNERS MANAGEMENT, INC. · CRD 296925 · Registered Investment Adviser

Custody via related personManages private funds

CAPROCK PARTNERS MANAGEMENT, INC. is a Registered Investment Adviser headquartered in NEWPORT BEACH, CA. The firm reports $1,517,162,010 in regulatory assets under management across 13 accounts, and manages 13 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$1,517,162,010
Non-discretionary$0
Total RAUM$1,517,162,010
Accounts13

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 296925. adviserinfo.sec.gov/firm/summary/296925.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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