Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

BRADLEY & COMPANY PRIVATE WEALTH MANAGEMENT, LLC

dba BRADLEY & COMPANY PRIVATE WEALTH MANAGEMENT, LLC · CRD 296931 · Registered Investment Adviser

BRADLEY & COMPANY PRIVATE WEALTH MANAGEMENT, LLC is a Registered Investment Adviser. The firm reports $252,039,818 in regulatory assets under management across 293 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$240,984,529
Non-discretionary$11,055,289
Total RAUM$252,039,818
Accounts293

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 296931. adviserinfo.sec.gov/firm/summary/296931.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.