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PAUL R. RIED FINANCIAL GROUP, LLC

dba PAUL R. RIED FINANCIAL GROUP, LLC · CRD 297284 · Registered Investment Adviser

PAUL R. RIED FINANCIAL GROUP, LLC is a Registered Investment Adviser headquartered in BELLEVUE, WA. The firm reports $1,268,180,179 in regulatory assets under management across 2,516 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$1,257,308,349
Non-discretionary$10,871,830
Total RAUM$1,268,180,179
Accounts2,516

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 297284. adviserinfo.sec.gov/firm/summary/297284.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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