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CARVAL CLO MANAGEMENT LLC

dba CARVAL CLO MANAGEMENT LLC · CRD 298135 · Registered Investment Adviser

Manages private funds

CARVAL CLO MANAGEMENT LLC is a Registered Investment Adviser headquartered in MINNEAPOLIS, MN. The firm reports $7,304,940,802 in regulatory assets under management across 17 accounts, and manages 17 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$7,304,940,802
Non-discretionary$0
Total RAUM$7,304,940,802
Accounts17

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 298135. adviserinfo.sec.gov/firm/summary/298135.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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